Introduction

Compliance and risk management are essential components of organizational governance, helping businesses operate ethically, legally, and efficiently. This training introduces participants to the fundamental concepts of compliance, risk identification, assessment, mitigation, and monitoring. It is designed for professionals across industries who are responsible for ensuring regulatory adherence, protecting organizational reputation, and minimizing financial and operational risks.

Training Objectives

• To understand the basic principles of compliance and risk management.
• To identify key regulatory and operational risks within an organization.
• To learn strategies for risk assessment, mitigation, and control.
• To develop frameworks for monitoring, reporting, and managing compliance.
• To enhance decision-making and support a culture of accountability.

Learning Outcomes

After completing the training, participants will be able to:

• Understand the roles and responsibilities related to compliance and risk.
• Identify, assess, and prioritize organizational risks.
• Apply risk management techniques and mitigation strategies.
• Develop compliance policies, procedures, and reporting mechanisms.
• Monitor risk and compliance activities effectively.
• Support a culture of ethical business conduct and governance.

Training Methods

• Instructor-led Live Online Sessions
• Case Studies & Real-Life Examples
• Risk Assessment Templates & Compliance Checklists
• Interactive Discussions and Q&A
• Assessment & Certification

Who Should Attend

• Compliance Officers & Risk Managers
• Internal Audit & Finance Professionals
• HR & Administrative Staff
• Operations & Project Managers
• Senior Management & Department Heads
• Anyone involved in governance, compliance, or risk management

Training Modules

Module 01: Introduction to Compliance

1. Definition and Importance of Compliance
2. Regulatory Requirements and Legal Framework
3. Roles and Responsibilities of Compliance Function
4. Corporate Governance and Ethical Conduct

Module 02: Risk Management Fundamentals

1. Understanding Risk: Operational, Financial, Legal
2. Risk Types and Classifications
3. Risk Appetite and Tolerance
4. Importance of Risk Culture

Module 03: Risk Identification

1. Methods for Identifying Risks
2. Tools and Techniques for Risk Mapping
3. Risk Assessment Frameworks
4. Documentation and Reporting

Module 04: Risk Assessment & Analysis

1. Qualitative and Quantitative Risk Assessment
2. Likelihood and Impact Evaluation
3. Risk Prioritization and Scoring
4. Risk Heat Maps

Module 05: Risk Mitigation & Control

1. Strategies for Risk Mitigation
2. Developing Policies and Procedures
3. Implementing Internal Controls
4. Monitoring Effectiveness of Controls

Module 06: Monitoring, Reporting & Continuous Improvement

1. Risk Monitoring and Key Risk Indicators (KRIs)
2. Compliance Reporting and Communication
3. Incident Management and Corrective Actions
4. Continual Improvement and Best Practices

Registration Fee

BDT 3,500/- per person

Registration Hotlines

WhatsApp & Mobile:
📞 01739-138399
📞 01839-920810

Email:
📧 compliancetrainingbd2019@gmail.com

Closing Paragraph

Effective compliance and risk management are crucial for safeguarding an organization’s operations, reputation, and long-term success. This training equips participants with practical knowledge, tools, and techniques to identify, assess, and mitigate risks while ensuring regulatory compliance. Join now to enhance your skills and contribute to a culture of accountability, integrity, and resilience within your organization.